Network Working Group Robert Siemborski INTERNET-DRAFT Google, Inc. Intended status: Standards Track Alexey Melnikov Obsoletes: RFC 2554 (if approved) Isode Limited Updates: RFC 3463 February 2007 Expires: August 2007 SMTP Service Extension for Authentication Status of this Memo By submitting this Internet-Draft, each author represents that any applicable patent or other IPR claims of which he or she is aware have been or will be disclosed, and any of which he or she becomes aware will be disclosed, in accordance with Section 6 of BCP 79. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/1id-abstracts.html The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html Distribution of this memo is unlimited. Copyright Notice Copyright (C) The IETF Trust (2007). Siemborski Expires August 2007 [Page 1] SMTP Service Extension for Authentication February 2007 Abstract This document defines a Simple Mail Transport Protocol (SMTP) extension whereby an SMTP client may indicate an authentication mechanism to the server, perform an authentication protocol exchange, and optionally negotiate a security layer for subsequent protocol interactions during this session. This extension includes a profile of the Simple Authentication and Security Layer (SASL) for SMTP. This document obsoletes RFC 2554 and replaces it as a Proposed Standard. Siemborski Expires August 2007 [Page 2] SMTP Service Extension for Authentication February 2007 1. Introduction This document defines a Simple Mail Transport Protocol (SMTP) extension whereby an SMTP client may indicate an authentication mechanism to the server, perform an authentication protocol exchange, optionally negotiate a security layer for subsequent protocol interactions during this session and, during a mail transaction, optionally specify a mailbox associated with the identity which submitted the message to the mail delivery system. This extension includes a profile of the Simple Authentication and Security Layer (SASL) for SMTP. When compared to RFC 2554, this document deprecates use of the 538 response code, adds a new Enhanced Status Code, adds a requirement to support SASLprep profile for preparing authorization identities, recommends use of RFC 3848 transmission types in the Received trace header field, and clarifies interaction with SMTP PIPELINING [PIPELINING] extension. 2. How to Read This Document The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [KEYWORDS]. In examples, "C:" and "S:" indicate lines sent by the client and server, respectively. 3. The Authentication Service Extension 1. The name of this [SMTP] service extension is "Authentication" 2. The EHLO keyword value associated with this extension is "AUTH" 3. The AUTH EHLO keyword contains as a parameter a space separated list of the names of available [SASL] mechanisms. The list of available mechanisms MAY change after a successful STARTTLS command [SMTP-TLS]. 4. A new [SMTP] verb "AUTH" is defined. 5. An optional parameter using the keyword "AUTH" is added to the MAIL FROM command, and extends the maximum line length of the MAIL FROM command by 500 characters. Siemborski Expires August 2007 [Page 3] SMTP Service Extension for Authentication February 2007 6. This extension is appropriate for the submission protocol [SUBMIT]. 4. The AUTH Command AUTH mechanism [initial-response] Arguments: mechanism: A string identifying a [SASL] authentication mechanism. initial-response: An optional initial client response. If present, this response MUST be encoded as described in Section 4 of [BASE64] or contain a single character "=". Restrictions: After an AUTH command has been successfully completed, no more AUTH commands may be issued in the same session. After a successful AUTH command completes, a server MUST reject any further AUTH commands with a 503 reply. The AUTH command is not permitted during a mail transaction. An AUTH command issued during a mail transaction MUST be rejected with a 503 reply. Discussion: The AUTH command initiates a [SASL] authentication exchange between the client and the server. The client identifies the SASL mechanism to use with the first parameter of the AUTH command. If the server supports the requested authentication mechanism, it performs the SASL exchange to authenticate the user. Optionally, it also negotiates a security layer for subsequent protocol interactions during this session. If the requested authentication mechanism is invalid (e.g. is not supported or requires an encryption layer), the server rejects the AUTH command with a 504 reply, and if it supports the [ESMTP-CODES] extension it SHOULD return a 5.5.4 enhanced response code. The SASL authentication exchange consists of a series of server challenges and client responses that are specific to the chosen [SASL] mechanism. A server challenge is sent as a 334 reply with the text part containing the [BASE64] encoded string supplied by the SASL mechanism. This challenge MUST NOT contain any text other than the BASE64 encoded challenge. Siemborski Expires August 2007 [Page 4] SMTP Service Extension for Authentication February 2007 A client response consists of a line containing a [BASE64] encoded string. If the client wishes to cancel the authentication exchange, it issues a line with a single "*". If the server receives such a response, it MUST reject the AUTH command by sending a 501 reply. The optional initial response argument to the AUTH command is used to save a round trip when using authentication mechanisms that support an initial client response. If the initial response argument is omitted and the chosen mechanism requires an initial client response, the server MUST proceed as defined in section 5.1 of [SASL]. In SMTP, a server challenge that contains no data is defined as a 334 reply with no text part. Note that there is still a space following the reply code, so the complete response line is "334 ". Note that the AUTH command is still subject to the line length limitations defined in [SMTP]. If use of the initial response argument would cause the AUTH command to exceed this length, the client MUST NOT use the initial response parameter (and instead proceed as defined in Section 5.1 of [SASL]). If the client is transmitting an initial response of zero length, it MUST instead transmit the response as a single equals sign ("="). This indicates that the response is present, but contains no data. If the client uses an initial-response argument to the AUTH command with a SASL mechanism in which the client does not begin the authentication exchange, the server MUST reject the AUTH command with a 501 reply. Servers using the enhanced status codes extension [ESMTP-CODES] SHOULD return an enhanced status code of 5.7.0 in this case. If the server cannot [BASE64] decode any client response, it MUST reject the AUTH command with a 501 reply (and an enhanced status code of 5.5.2). If the client cannot BASE64 decode any of the server's challenges, it MUST cancel the authentication using the "*" response. In particular, servers and clients MUST reject (and not ignore) any character not explicitly allowed by the BASE64 alphabet, and MUST reject any sequence of BASE64 characters that contains the pad character ('=') anywhere other than the end of the string (e.g. "=AAA" and "AAA=BBB" are not allowed). Note that these [BASE64] strings can be much longer than normal SMTP commands. Clients and servers MUST be able to handle the maximum encoded size of challenges and responses Siemborski Expires August 2007 [Page 5] SMTP Service Extension for Authentication February 2007 generated by their supported authentication mechanisms. This requirement is independent of any line length limitations the client or server may have in other parts of its protocol implementation. (At the time of writing of this document, 12288 is considered to be sufficiently big line length limit for handling of deployed authentication mechanisms.) If, during an authentication exchange, the server receives a line that is longer than the server's authentication buffer, the server fails the AUTH command with the 500 reply. Servers using the enhanced status codes extension [ESMTP-CODES] SHOULD return an enhanced status code of 5.5.6 in this case. The authorization identity generated by this [SASL] exchange is a "simple username" (in the sense defined in [SASLprep]), and both client and server SHOULD (*) use the [SASLprep] profile of the [StringPrep] algorithm to prepare these names for transmission or comparison. If preparation of the authorization identity fails or results in an empty string (unless it was transmitted as the empty string), the server MUST fail the authentication. (*) - Future revision of this specification may change this requirement to MUST. Currently the SHOULD is used in order to avoid breaking the majority of existing implementations. If the server is unable to authenticate the client, it SHOULD reject the AUTH command with a 535 reply unless a more specific error code is appropriate. Should the client successfully complete the exchange, the SMTP server issues a 235 reply. (Note that SMTP protocol doesn't support SASL feature for returning additional data with the successful outcome.) These status codes, along with others defined by this extension, are discussed in Section 6 of this document. If a security layer is negotiated during the SASL exchange, it takes effect for the client on the octet immediately following the CRLF that concludes the last response generated by the client. For the server, it takes effect immediately following the CRLF of its success reply. When a security layer takes effect, the SMTP protocol is reset to the initial state (the state in SMTP after a server issues a 220 service ready greeting). The server MUST discard any knowledge obtained from the client, such as the EHLO argument, which was not obtained from the SASL negotiation itself. Likewise, the client MUST discard any knowledge obtained from the server, such as the list of SMTP service extensions, which was not obtained from the SASL negotiation itself (Note that a Siemborski Expires August 2007 [Page 6] SMTP Service Extension for Authentication February 2007 client MAY compare the advertised SASL mechanisms before and after authentication in order to detect an active down- negotiation attack). The client SHOULD send an EHLO command as the first command after a successful SASL negotiation which results in the enabling of a security layer. When both [TLS] and SASL security layers are in effect, when sending data the TLS encoding MUST be applied after the SASL encoding, regardless of the order in which the layers were negotiated. The service name specified by this protocol's profile of SASL is "smtp". This service name is also to be used for the [SUBMIT] protocol. If an AUTH command fails, the client MAY proceed without authentication, Alternatively, the client MAY try another authentication mechanism or present different credentials by issuing another AUTH command. To ensure interoperability, client and server implementations of this extension MUST implement the [PLAIN] SASL mechanism. Note: a server implementation MUST implement a configuration in which it does NOT permit any plaintext password mechanisms, unless either the STARTTLS [SMTP-TLS] command has been negotiated or some other mechanism that protects the session from password snooping has been provided. Server sites SHOULD NOT use any configuration which permits a plaintext password mechanism without such a protection mechanism against password snooping. Note that many existing client and server implementations implement CRAM-MD5 [CRAM-MD5] SASL mechanism. In order to insure interoperability with deployed software new implementations MAY implement it, however implementations should be aware that this SASL mechanism doesn't provide any server authentication. Implementations that want to provide server authentication are encouraged to implement SASL mechanisms such as DIGEST-MD5 [DIGEST-MD5]. When the AUTH command is used together with the [PIPELINING] extension, it MUST be the last command in a pipelined group of commands. The only exception to this rule is when the AUTH command contains an initial response for a SASL mechanism that allows client to send data first and is known to complete in Siemborski Expires August 2007 [Page 7] SMTP Service Extension for Authentication February 2007 one round-trip. Two examples of such SASL mechanisms are PLAIN [PLAIN] and EXTERNAL [SASL]. 4.1. Examples Here is an example of a client attempting AUTH using the [PLAIN] SASL mechanism under a TLS layer, and making use of the initial client response: S: 220-smtp.example.com ESMTP Server C: EHLO client.example.com S: 250-smtp.example.com Hello client.example.com S: 250-AUTH GSSAPI DIGEST-MD5 S: 250-ENHANCEDSTATUSCODES S: 250 STARTTLS C: STARTTLS S: 220 Ready to start TLS ... TLS negotiation proceeds, further commands protected by TLS layer ... C: EHLO client.example.com S: 250-smtp.example.com Hello client.example.com S: 250 AUTH GSSAPI DIGEST-MD5 PLAIN C: AUTH PLAIN dGVzdAB0ZXN0ADEyMzQ= S: 235 2.7.0 Authentication successful Here is another client that is attempting AUTH PLAIN under a TLS layer, this time without the initial response. Parts of the negotiation before the TLS layer was established have been omitted: ... TLS negotiation proceeds, further commands protected by TLS layer ... C: EHLO client.example.com S: 250-smtp.example.com Hello client.example.com S: 250 AUTH GSSAPI DIGEST-MD5 PLAIN C: AUTH PLAIN (note: there is a single space following the 334 on the following line) S: 334 C: dGVzdAB0ZXN0ADEyMzQ= S: 235 2.7.0 Authentication successful Here is an example using CRAM-MD5 [CRAM-MD5], a mechanism in which the client does not begin the authentication exchange, and includes a server challenge: Siemborski Expires August 2007 [Page 8] SMTP Service Extension for Authentication February 2007 S: 220-smtp.example.com ESMTP Server C: EHLO client.example.com S: 250-smtp.example.com Hello client.example.com S: 250-AUTH DIGEST-MD5 CRAM-MD5 S: 250-ENHANCEDSTATUSCODES S: 250 STARTTLS C: AUTH CRAM-MD5 S: 334 PDQxOTI5NDIzNDEuMTI4Mjg0NzJAc291cmNlZm91ci5hbmRyZXcuY211LmVk dT4= C: cmpzMyBlYzNhNTlmZWQzOTVhYmExZWM2MzY3YzRmNGI0MWFjMA== S: 235 2.7.0 Authentication successful Here is an example of a client attempting AUTH EXTERNAL under TLS, using the derived authorization ID (and thus a zero-length initial client response). S: 220-smtp.example.com ESMTP Server C: EHLO client.example.com S: 250-smtp.example.com Hello client.example.com S: 250-AUTH GSSAPI DIGEST-MD5 S: 250-ENHANCEDSTATUSCODES S: 250 STARTTLS C: STARTTLS S: 220 Ready to start TLS ... TLS negotiation proceeds, further commands protected by TLS layer ... C: EHLO client.example.com S: 250-smtp.example.com Hello client.example.com S: 250 AUTH EXTERNAL GSSAPI DIGEST-MD5 PLAIN C: AUTH EXTERNAL = S: 235 2.7.0 Authentication successful 5. The AUTH Parameter to the MAIL FROM command AUTH=mailbox Arguments: A (see section 4.1.2 of [SMTP]) that is associated with the identity which submitted the message to the delivery system, or the two character sequence "<>" indicating such an identity is unknown or insufficiently authenticated. To comply with restrictions imposed on ESMTP parameters, the is encoded inside an xtext. The syntax of an xtext is described in Section 4 of [ESMTP-DSN]. Note: For the purposes of this discussion, "authenticated identity" Siemborski Expires August 2007 [Page 9] SMTP Service Extension for Authentication February 2007 refers to the identity (if any) derived from the authorization identity of previous AUTH command, while the terms "authorized identity" and "supplied " refer to the sender identity that is being associated with a particular message. Note that one authenticated identity may be able to identify messages as being sent by any number of authorized identities within a single session. For example, this may be the case when an SMTP server (one authenticated identity) is processing its queue (many messages with distinct authorized identities). Discussion: The optional AUTH parameter to the MAIL FROM command allows cooperating agents in a trusted environment to communicate the authorization identity associated with individual messages. If the server trusts the authenticated identity of the client to assert that the message was originally submitted by the supplied , then the server SHOULD supply the same in an AUTH parameter when relaying the message to any other server which supports the AUTH extension. For this reason, servers that advertise support for this extension MUST support the AUTH parameter to the MAIL FROM command even when the client has not authenticated itself to the server. A MAIL FROM parameter of AUTH=<> indicates that the original submitter of the message is not known. The server MUST NOT treat the message as having been originally submitted by authenticated identity which resulted from the AUTH command. If the AUTH parameter to the MAIL FROM command is not supplied, the client has authenticated, and the server believes the message is an original submission, the server MAY generate a from the user's authenticated identity for use in an AUTH parameter when relaying the message to any server which supports the AUTH extension. The generated is implementation specific, but it MUST conform to the syntax of [SMTP]. If the implementation cannot generate a valid , it MUST transmit AUTH=<> when relaying this message. If the server does not sufficiently trust the authenticated identity of the client, or if the client is not authenticated, then the server MUST behave as if the AUTH=<> parameter was supplied. The server MAY, however, write the value of any supplied AUTH parameter to a log file. If an AUTH=<> parameter was supplied, either explicitly or due Siemborski Expires August 2007 [Page 10] SMTP Service Extension for Authentication February 2007 to the requirement in the previous paragraph, then the server MUST supply the AUTH=<> parameter when relaying the message to any server which it has authenticated to using the AUTH extension. A server MAY treat expansion of a mailing list as a new submission, setting the AUTH parameter to the mailing list address or mailing list administration address when relaying the message to list subscribers. Note that an implementation which is hard-coded to treat all clients as being insufficiently trusted is compliant with this specification. In that case, the implementation does nothing more than parse and discard syntactically valid AUTH parameters to the MAIL FROM command, and supply AUTH=<> parameters to any servers which it authenticates to. 5.1. Examples An example where the original identity of the sender is trusted and known: C: MAIL FROM: AUTH=e+3Dmc2@example.com S: 250 OK One example where the identity of the sender is not trusted or is otherwise being suppressed by the client: C: MAIL FROM: AUTH=<> S: 250 OK 6. Status Codes The following error codes may be used to indicate various success or failure conditions. Servers that return enhanced status codes [ESMTP-CODES] SHOULD use the enhanced codes suggested here. 235 2.7.0 Authentication Succeeded This response to the AUTH command indicates that the authentication was successful. 432 4.7.12 A password transition is needed This response to the AUTH command indicates that the user needs to transition to the selected authentication mechanism. This is Siemborski Expires August 2007 [Page 11] SMTP Service Extension for Authentication February 2007 typically done by authenticating once using the [PLAIN] authentication mechanism. The selected mechanism SHOULD then work for authentications in subsequent sessions. 454 4.7.0 Temporary authentication failure This response to the AUTH command indicates that the authentication failed due to a temporary server failure. The client SHOULD NOT prompt the user for another password in this case, and instead notify the user of server failure. 534 5.7.9 Authentication mechanism is too weak This response to the AUTH command indicates that the selected authentication mechanism is weaker than server policy permits for that user. The client SHOULD retry with a new authentication mechanism. 535 5.7.8 Authentication credentials invalid This response to the AUTH command indicates that the authentication failed due to invalid or insufficient authentication credentials. In this case, the client SHOULD ask the user to supply new credentials (such as by presenting a password dialog box). 500 5.5.6 Authentication Exchange line is too long This response to the AUTH command indicates that the authentication failed due to the client sending a [BASE64] response which is longer than the maximum buffer size available for the currently selected SASL mechanism. 530 5.7.0 Authentication required This response SHOULD be returned by any command other than AUTH, EHLO, HELO, NOOP, RSET, or QUIT when server policy requires authentication in order to perform the requested action and authentication is not currently in force. 538 5.7.11 Encryption required for requested authentication mechanism This response to the AUTH command indicates that the selected authentication mechanism may only be used when the underlying SMTP connection is encrypted. Note that this response code is documented here for historical purposes only. Modern implementations SHOULD NOT advertise mechanisms that are not permitted due to lack of encryption, unless an encryption layer of sufficient strength is Siemborski Expires August 2007 [Page 12] SMTP Service Extension for Authentication February 2007 currently being employed. This document adds a new enhanced status code to the list defined in [ENHANCED]: X.5.6 Authentication Exchange line is too long This enhanced status code SHOULD be returned when the server fails the AUTH command due to the client sending a [BASE64] response which is longer than the maximum buffer size available for the currently selected SASL mechanism. 7. Additional requirements on servers As described in Section 4.4 of [SMTP], an SMTP server that receives a message for delivery or further processing MUST insert the "Received:" header field at the beginning of the message content. This document places additional requirements on the content of a generated "Received:" header field. Upon successful authentication a server SHOULD use the "ESMTPA" or the "ESMTPSA" [SMTP-TT] (when appropriate) keyword in the "with" clause of the Received header field. 8. Formal Syntax The following syntax specification uses the Augmented Backus-Naur Form notation as specified in [ABNF]. Non-terminals referenced but not defined below are as defined by [ABNF] or [SASL]. The non- terminal is defined in [SMTP]. Except as noted otherwise, all alphabetic characters are case- insensitive. The use of upper or lower case characters to define token strings is for editorial clarity only. Implementations MUST accept these strings in a case-insensitive fashion. hexchar = "+" HEXDIG HEXDIG xchar = %x21-2A / %x2C-3C / %x3E-7E ;; US-ASCII except for "+", "=", SP and CTL xtext = *(xchar / hexchar) ;; non-US-ASCII is only allowed as hexchar Siemborski Expires August 2007 [Page 13] SMTP Service Extension for Authentication February 2007 auth-command = "AUTH" SP sasl-mech [SP initial-response] *(CRLF [base64]) [CRLF cancel-response] CRLF ;; is defined in [SASL] auth-param = "AUTH=" xtext ;; Parameter to the MAIL FROM command. ;; This non-terminal complies with ;; syntax defined by esmtp-param [SMTP]. ;; ;; The decoded form of the xtext MUST be ;; either a or the two ;; characters "<>" base64 = base64-terminal / ( 1*(4base64-char) [base64-terminal] ) base64-char = ALPHA / DIGIT / "+" / "/" ;; Case-sensitive base64-terminal = (2base64-char "==") / (3base64-char "=") continue-req = "334" SP [base64] CRLF ;; Intermediate response to the AUTH ;; command. ;; This non-terminal complies with ;; syntax defined by Reply-line [SMTP]. initial-response= base64 / "=" cancel-response = "*" 9. Security Considerations Security issues are discussed throughout this memo. If a client uses this extension to get an encrypted tunnel through an insecure network to a cooperating server, it needs to be configured to never send mail to that server when the connection is not mutually authenticated and encrypted. Otherwise, an attacker could steal the client's mail by hijacking the [SMTP] connection and either pretending the server does not support the Authentication extension or causing all AUTH commands to fail. Before the [SASL] negotiation has begun, any protocol interactions are performed in the clear and may be modified by an active Siemborski Expires August 2007 [Page 14] SMTP Service Extension for Authentication February 2007 attacker. For this reason, clients and servers MUST discard any knowledge obtained prior to the start of the SASL negotiation upon the establishment of a security layer. This mechanism does not protect the TCP port, so an active attacker may redirect a relay connection attempt (i.e. a connection between two MTAs) to the submission port [SUBMIT]. The AUTH=<> parameter prevents such an attack from causing a relayed message, in the absence of other envelope authentication, from picking up the authentication of the relay client. A message submission client may require the user to authenticate whenever a suitable [SASL] mechanism is advertised. Therefore, it may not be desirable for a submission server [SUBMIT] to advertise a SASL mechanism when use of that mechanism grants the clients no benefits over anonymous submission. Servers MAY implement a policy whereby the connection is dropped after a number of failed authentication attempts. If they do so, they SHOULD NOT drop the connection until at least 3 attempts to authenticate have failed. Implementations MUST support a configuration where SASL mechanisms that are vulnerable to passive eavesdropping attacks (such as [PLAIN]) are not advertised or used without the presence of an external security layer such as [TLS]. This extension is not intended to replace or be used instead of end- to-end message signature and encryption systems such as [S/MIME] or [PGP]. This extension addresses a different problem than end-to-end systems; it has the following key differences: 1. It is generally useful only within a trusted enclave. 2. It protects the entire envelope of a message, not just the message's body. 3. It authenticates the message submission, not authorship of the message content. 4. When mutual authentication is used along with a security layer, it can give the sender some assurance that the message was successfully delivered to the next hop. Additional security considerations are mentioned in the [SASL] specification. Additional security considerations specific to a particular SASL mechanism are described in the relevant specification. Siemborski Expires August 2007 [Page 15] SMTP Service Extension for Authentication February 2007 10. IANA Considerations This document requests that the IANA update the entry for the "smtp" SASL protocol name to point at this document. This document requests that the IANA updates registration of the Authentication SMTP service extension as defined in Section 3 of this document. 11. Normative References [ABNF] Crocker, D. and P. Overell, "Augmented BNF for Syntax Specifications: ABNF", RFC 4234, October 2005. [BASE64] Josefsson, S., "The Base16, Base32, and Base64 Data Encodings", RFC 4648, October 2006. [ESMTP-CODES] Freed, N., "SMTP Service Extension for Returning Enhanced Error Codes", RFC 2034, October 1996. [ENHANCED] Vaudreuil, G., "Enhanced Mail System Status Codes", RFC 3463, January 2003. [ESMTP-DSN] Moore, K., "Simple Mail Transfer Protocol (SMTP) Service Extension Delivery Status Notifications (DSNs)", RFC 3461, January 2003. [KEYWORDS] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [SASL] Melnikov, A. and K. Zeilenga, "Simple Authentication and Security Layer (SASL)", RFC 4422, June 2006. [SASLprep] Zeilega, K., "SASLprep: Stringprep profile for user names and passwords", RFC 4013, February 2005. [SMTP] Klensin, J., "Simple Mail Transfer Protocol", RFC 2821, April 2001. [SMTP-TLS] Hoffman, P. "SMTP Service Extension for Secure SMTP over Transport Layer Security", RFC 3207, February 2002. [StringPrep] Hoffman, P., Blanchet, M., "Preparation of Internationalized Strings ("stringprep")", RFC 3454, December 2002. Siemborski Expires August 2007 [Page 16] SMTP Service Extension for Authentication February 2007 [SUBMIT] Gellens, R. and J. Klensin, "Message Submission for Mail", RFC 4409, April 2006. [SMTP-TT] Newman, C., "ESMTP and LMTP Transmission Types Registration", RFC 3848, July 2004. [PLAIN] Zeilenga, K. (Ed.), "The PLAIN Simple Authentication and Security Layer (SASL) Mechanism", RFC 4616, August 2006. 12. Informative References [PGP] Elkins, M., "MIME Security with Pretty Good Privacy (PGP)", RFC 2015, October 1996. [S/MIME] Ramsdell, B., "S/MIME Version 3 Message Specification", RFC 2633, June 1999. [TLS] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS) Protocol Version 1.1", RFC 4346, April 2006. [PIPELINING] Freed, N., "SMTP Service Extension for Command Pipelining", RFC 2920, September 2000. [CRAM-MD5] Klensin, J., Catoe, R. and P. Krumviede, IMAP/POP AUTHorize Extension for Simple Challenge/Response", RFC 2195, September 1997. [DIGEST-MD5] Melnikov, A. (Ed.), "Using Digest Authentication as a SASL Mechanism", draft-ietf-sasl-rfc2831bis-*.txt, a work in progress. 13. Editors' Addresses Robert Siemborski Google, Inc. 1600 Ampitheatre Parkway Mountain View, CA 94043, USA +1 650 623 6925 robsiemb@google.com Alexey Melnikov Isode Limited 5 Castle Business Village, 36 Station Road, Hampton, Middlesex, TW12 2BX, UK Siemborski Expires August 2007 [Page 17] SMTP Service Extension for Authentication February 2007 Alexey.Melnikov@isode.com 14. Acknowledgments: Editors would like to acknowledge the contributions of John Myers and other contributors to RFC 2554, on which this document draws from heavily. Editors would also like to thank Ken Murchison, Mark Crispin, Chris Newman, David Wilson, Dave Cridland, Frank Ellermann, Ned Freed, John Klensin, Tony Finch, Abhijit Menon-Sen, Philip Guenther and Lisa Dusseault for the time they devoted to reviewing of this document and/or for the comments received. 15. Changes Since RFC 2554 1. Clarify that servers MUST support the use of the AUTH=mailbox parameter to MAIL FROM, even when the client is not authenticated. 2. Clarify the initial-client-send requirements, and give additional examples. 3. Update references to newer versions of various specifications. 4. Require SASL PLAIN (over TLS) as mandatory-to-implement. 5. Clarify that the mechanism list can change. 6. Deprecate the use of the 538 response code. 7. Add the use of the SASLprep profile for preparing authorization identities. 8. Substantial cleanup of response codes and indicate suggested enhanced response codes. Also indicate what response codes should result in a client prompting the user for new credentials. 9. Updated ABNF section to use RFC 4234. 10. Clarified interaction with SMTP PIPELINING extension. 11. Added a reference to RFC 3848. 12. Added a new Enhanced Status Code for "authentication line too long" case. Siemborski Expires August 2007 [Page 18] SMTP Service Extension for Authentication February 2007 13. General other editorial clarifications. 16. Intellectual Property The IETF takes no position regarding the validity or scope of any Intellectual Property Rights or other rights that might be claimed to pertain to the implementation or use of the technology described in this document or the extent to which any license under such rights might or might not be available; nor does it represent that it has made any independent effort to identify any such rights. Information on the procedures with respect to rights in RFC documents can be found in BCP 78 and BCP 79. Copies of IPR disclosures made to the IETF Secretariat and any assurances of licenses to be made available, or the result of an attempt made to obtain a general license or permission for the use of such proprietary rights by implementers or users of this specification can be obtained from the IETF on-line IPR repository at http://www.ietf.org/ipr. The IETF invites any interested party to bring to its attention any copyrights, patents or patent applications, or other proprietary rights that may cover technology that may be required to implement this standard. Please address the information to the IETF at ietf- ipr@ietf.org. 17. Full Copyright Statement Copyright (C) The IETF Trust (2007). This document is subject to the rights, licenses and restrictions contained in BCP 78, and except as set forth therein, the authors retain all their rights. This document and the information contained herein are provided on an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. Acknowledgement Funding for the RFC Editor function is currently provided by the Siemborski Expires August 2007 [Page 19] SMTP Service Extension for Authentication February 2007 Internet Society. Siemborski Expires August 2007 [Page 20] SMTP Service Extension for Authentication February 2007 Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2. How to Read This Document . . . . . . . . . . . . . . . . . . . . 3 3. The Authentication Service Extension . . . . . . . . . . . . . . 3 4. The AUTH Command . . . . . . . . . . . . . . . . . . . . . . . . 4 4.1. Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 5. The AUTH Parameter to the MAIL FROM command . . . . . . . . . . . 9 5.1. Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 6. Status Codes . . . . . . . . . . . . . . . . . . . . . . . . . . 11 7. Additional requirements on servers . . . . . . . . . . . . . . . 13 8. Formal Syntax . . . . . . . . . . . . . . . . . . . . . . . . . . 13 9. Security Considerations . . . . . . . . . . . . . . . . . . . . . 14 10. IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 16 11. Normative References . . . . . . . . . . . . . . . . . . . . . . 16 12. Informative References . . . . . . . . . . . . . . . . . . . . . 17 13. Editors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 17 14. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . 18 15. Changes Since RFC 2554 . . . . . . . . . . . . . . . . . . . . . 18 16. Intellectual Property . . . . . . . . . . . . . . . . . . . . . 19 17. Full Copyright Statement . . . . . . . . . . . . . . . . . . . . 19 Siemborski Expires August 2007 [Page 1]